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Securities Investor Protection Corporation
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#	Item
551	Dream Big. Plan Ahead. NextGen is a Section 529 plan administered by the Finance Authority of Maine (FAME). Before you invest in NextGen, request a NextGen Program Description from your Maine bank or financial advisor, Add to Reading List Source URL: www.famemaine.com Language: English - Date: 2012-03-28 10:31:35 Investment Securities Investor Protection Corporation
552	o BOK FINANCIAL: P. O. Box 2300 Tulsa, Oklahoma[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-08 14:27:46 Economics Financial markets Financial services Registered Investment Advisor Securities Investor Protection Corporation Broker-dealer Financial adviser U.S. Securities and Exchange Commission Federal Reserve System Financial economics Investment Finance
553	Comment Letter on File No. S7-18-07 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-17 14:23:15 Hedge fund Regulation D Securities Investor Protection Corporation Accredited investor Stock Value Financial economics Investment Finance
554	December 17, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-19 11:58:13 Law Financial markets Financial services Real estate broker Securities Investor Protection Corporation Broker-dealer Due diligence Broker Securities market Finance Business Financial economics
555	By Electronic Mail To: [removed] June 8, 2012 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE, Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-11 11:15:37 Financial markets Stock market United States securities law Financial services Securities Industry and Financial Markets Association Broker-dealer Short Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Investor Protection Corporation Financial economics Finance Financial system
556	Microsoft Word - Document2 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-18 12:21:11 Finance Financial Industry Regulatory Authority United States securities law Real estate broker Brokerage firm Securities Investor Protection Corporation U.S. Securities and Exchange Commission Real Estate Investment Securities Association Ameriprise Financial Investment Financial economics Business
557	Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the Add to Reading List Source URL: www.sipc.org Language: English - Date: 2014-01-07 10:21:05 Securities Investor Protection Corporation Madoff investment scandal Business Late-2000s financial crisis Securities Investor Protection Act Bernard Madoff Recovery of funds from the Madoff investment scandal Financial economics Finance Investment
558	L.D.B. Consulting, Inc. Post Office Box 512 Valparaiso, Indiana[removed][removed]January 22,2004 Jonathan G. Katz, Secretary, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-20 08:22:23 Financial services Net capital rule Financial system Financial markets Fixed income market Broker-dealer Securities Investor Protection Corporation Investment U.S. Securities and Exchange Commission Financial economics United States housing bubble Finance
559	Microsoft Word - dnchick2570 _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-18 10:43:09 United States securities law Finance Economics Real estate broker Financial adviser National Association of Realtors Securities Investor Protection Corporation Financial Industry Regulatory Authority Security Financial economics Investment Business
560	c June 25,2007 VIA EMAIL Nancy M. Morris Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-26 11:06:02 Financial system Net capital rule Short Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Securities Investor Protection Corporation Margin Repurchase agreement Financial economics Finance Financial markets

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